An experienced team of compliance specialists who guide financial service professionals in meeting their regulatory requirements. From planning the FCA authorisation process to due diligence on an exit strategy, we can help. 

 

We recognise that you don’t have to use a compliance consultant in order to meet the FCA requirements at the authorisation stage or while running your business - it's a choice. We believe that our objectivity and regulatory experience can address your challenges leaving you to focus on working with your clients on their financial objectives. Our energy and enthusiasm will compliment your own desire to see your business thrive in an increasingly complex environment. 

 

It’s your business and so our solutions are tailored and the level of assistance we provide (and the fees) will be agreed before any commitment is made. Similar to your dealings with your clients we believe in transparency and identifiable objectives against which our performance can be measured. 

 

Bristol based and predominantly covering the South West, we work across the UK with business people like you (typically financial planners, discretionary fund managers, consumer credit firms, mortgage advisers, insurance brokers and recently a number of firms offering crowdfunding) to identify their objectives and provide bespoke solutions. This leaves you able to focus on your clients. 

 

We can be contacted by phone 01275 390081  

or by email vince@compliancecubed.co.uk , additionally you can use the form on any of the pages on our site. 

 

 

Compliance Cubed is Bristol based and employs only experienced consultants with a track record for successfully working with financial services professionals. 

By understanding your business and your objectives we can actively help you to go beyond mere compliance. Being able to demonstrate an ethos of Treating Clients Fairly will enable you to focus your efforts on your clients. Having the right people in your business with on-going development plans in place and the right systems and processes functioning you can rely on achieving the right outcomes for your clients. A major element of these outcomes is that your business thrives in the face of changing regulation and legislation so that you not only hear about change but have someone who can help you to explore the impact of those changes on your business. 

 

Our aim, like yours, is to provide an ongoing service which makes a real difference.