Why use Compliance Cubed?
We’re an experienced team of compliance specialists who guide financial service professionals in meeting their regulatory requirements; from planning the Financial Conduct Authority (FCA) authorisation process to due diligence on an exit strategy, we can help you.
About us
We only employ experienced consultants with a track record for successfully working with financial services professionals.
We begin by understanding your business and objectives to actively help you go beyond mere compliance. You’ll get the space you need to focus on your clients while we help you demonstrate your implementation of the consumer duty.
With the right people in your business with ongoing development plans, and the right systems and processes functioning, you can rely on achieving the right outcomes for your clients. We’ll support you to thrive in the face of changing regulation and legislation by exploring and adapting to the impact of those changes on your business.
Our aim, like yours, is to provide an ongoing service which makes a real difference.
We recognise that you don’t have to use a compliance consultant to meet FCA requirements at the authorisation stage or while running your business - it’s a choice. Our objectivity and regulatory experience can address your challenges, leaving you to focus on working with your clients on their financial objectives. Our energy and enthusiasm will complement your own desire to see your business thrive in an increasingly complex environment.
It’s your business and so our solutions are tailored. The level of assistance we provide (and the fees) will be agreed before any commitment is made. Similar to your dealings with your clients we believe in transparency and identifiable objectives against which our performance can be measured.
We predominantly cover the south west of the UK, supporting business people like you (typically financial planners, discretionary fund managers, mortgage advisers, insurance brokers and firms covered by the Alternative Investment Fund Managers Directive) to identify objectives and provide bespoke solutions. This leaves you able to focus on your clients.
To find out more, contact us by phone on +447890 311975, email info@compliancecubed.co.uk or use the below form.
Testimonials
We have been working with Compliance Cubed for some time now, and their service has been nothing short of outstanding. They guide us in aspects of our compliance and auditing oversight with professionalism, precision, and a deep understanding of regulatory requirements.
One of the standout qualities of Compliance Cubed is their attentiveness. No matter the issue, they are always just a phone call away, providing clear guidance and swift resolutions whenever needed.
Their proactive approach ensures that we remain fully compliant at all times, giving us complete peace of mind.
If you’re looking for a compliance partner that is not only knowledgeable but also highly responsive and dedicated to your business, we can’t recommend Compliance Cubed enough. Their commitment to excellence makes them an invaluable asset to any organisation.
Adrian Blight Managing Director. MGI Network Ltd.
Testimonials
Compliance Cubed is always on hand to provide us with expert advice.
Vince is approachable, knowledgeable and provides a great deal of support on making improvements, so we continue to meet FCA regulations and provide our clients with the best service possible.
Howard Financial Services in Exeter
Our Mission Statement
To work with business owners to ensure their objectives are met in a way that meets regulatory requirements.
Our Values
Bespoke solutions
Clear communication
Value for money